READ MORE
READ MORE
Our Brands
Investor Relations
Our Brands
Version 3.0, February 2024
Statement on Anti-Money Laundering (AML), Counter Terrorist Financing (CTF) and Sanctions.
TP ICAP is committed to:
The Group assesses the threat of being used in connection with money laundering, terrorist financing and/or the facilitation of relevant predicate offences.
To maintain an effective AML/CTF framework, the Group has established and maintains risk-based policies and procedures which:
a) Recognise the money laundering/terrorist financing/facilitation of tax evasion threat to the Group varies across clients, jurisdictions, products and delivery channels;
b) Allow management to differentiate between their clients in a way that matches the risk in their business; and
c) Allow senior management to tailor the Group’s procedures, systems and controls, and arrangements in particular circumstances.
The Group complies with applicable economic and financial sanctions laws, regulations, embargoes or restrictive measures. The Firm will not conduct business, maintain relationships with clients or engage in any transactions or dealings that could result in a violation of applicable Sanctions Laws, including activity that could constitute evasion or attempted circumvention of applicable Sanctions Laws.
TP ICAP applies the following controls to manage the risk of AML, CTF and Sanctions:
TP ICAP’s Group AML/CTF and Sanctions Policy is approved by the relevant Governance Forum and applies to all TP ICAP’s businesses globally.
TP ICAP’s internal audit function carries out regular Anti-Financial Crime (AFC) audits which provide Senior Management with the necessary assurance regarding the operational effectiveness of the AFC Policies and the related systems and controls.
Copyright © 2025 TP ICAP