Regulatory Hub

Welcome to the TP ICAP Group Regulatory Hub. These pages have been designed to provide easy access to information on the regulatory regimes applicable to our different broking entities. Initially focusing on MiFID II they will be developed to cover other UK and EU regulations e.g. EMIR, REMIT and SFTR etc. as well as regulation in other jurisdictions.

Latest Market Notices

Tullett Prebon Securities OTF

11 Oct 2021

Market Notice 2021.005TPS OTF

Rate Card Update TPS OTF
Corporate Bonds and Securitised Debt Segment (TSFI - 1.17) Emerging Markets Bonds

ICAP Securities OTF

11 Oct 2021

Market Notice 2021.014 ISEC OTF

Rate Card Update ISEC OTF.
The Credit Segment (TSCD 1.27) TP - CDS single name financials.

iSwap Euro MTF / SEF

01 Oct 2021

Market Notice 2021.009.ISWAPEUROMTFSEF

This Market Notice details the Venues approach regarding the ISDA Interest Rate Derivatives Definitions from 4 October 2021.

Tullett Prebon Securities OTF

31 Aug 2021

Market Notice 2021.004TPSOTF

The Credit Segment (TSCD 1.27) TP - CDS, single name financials has been updated, effective 1st September 2021.

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