TP ICAP SEF

Lorem ipsum dolor sit amet, consectetur adipiscing elit, sed do eiusmod tempor incididunt ut labore et dolore magna aliqua.

TP ICAP has served OTC and exchange traded derivatives customers for many years by offering fair, liquid and robust markets. The regulatory framework that has been created in the US by the Dodd-Frank Act provided us with the opportunity to leverage our expertise in operating these markets and expand our services to create Swap Execution Facilities (SEF) encompassing a broad set of asset classes and currencies.

TP ICAP as a SEF

TP ICAP currently operates two multi-asset SEFs registered with the Commodity Futures Trading Commission – ICAP Global Derivatives Limited (IGDL) and tpSEF, Inc. Effective October 30, 2017, the business of ICAP SEF (US) LLC was transitioned to tpSEF. As of that date, ICAP SEF (US) LLC has ceased executing trades as a SEF.

Further information on TP ICAP’s SEFs, including IGDL's Facility Rulebook andtpSEF’s Rulebook, is now ava ilable on this page and on the Regulation tab above. Additional information on tpSEF is also available on tpSEF’s website, click here.

Please do not hesitate to reach out to your TP ICAP contacts if you would like to discuss any questions or concerns you may have about on-boarding. We have a team of people dedicated to helping our customers through this process. You may also send any questions about on-boarding, SEF workflow or the rulebook to SEFOn-boarding@icap.com for IGDL.

Regulation

Date

Title

Add

to bundle

Date:

21 April 2021

Title:

IGDL CFTC Filings - Product Certification Floating IRS - Apr 21, 2021

Download

Add to bundle

Date:

09 April 2019

Title:

IGDL CFTC Filings - Amendments to Fee Schedule/Discount Structure – April 9, 2019

Download

Add to bundle

Date:

19 May 2016

Title:

IGDL CFTC Filings - Rule Amendment Filing – May 19, 2016

Download

Add to bundle

Date:

19 March 2015

Title:

IGDL CFTC Filings - Rule Amendment Filing – March 19, 2015

Download

Add to bundle

Date:

09 May 2014

Title:

IGDL CFTC Filings - Product Filing – May 9, 2014

Download

Add to bundle

Date:

25 June 2015

Title:

MRAN IGDL 2015-4 – June 25, 2015

Download

Add to bundle

Date:

01 April 2021

Title:

IGDL CFTC Filings - Rule Amendment Filing – April 1, 2021

Download

Add to bundle

Date:

29 November 2018

Title:

IGDL CFTC Filings - Rule Amendment Filing – November 29, 2018

Download

Add to bundle

Date:

16 May 2016

Title:

IGDL CFTC Filings - Rule Amendment Filing – May 16, 2016

Download

Add to bundle

Date:

17 March 2015

Title:

IGDL CFTC Filings - Revised Fee Schedule – March 17, 2015

Download

Add to bundle

Date:

16 May 2014

Title:

IGDL CFTC Filings - Rule Amendment Filing – May 16, 2014

Download

Add to bundle

Date:

16 June 2015

Title:

MRAN IGDL 2015-3 – June 16, 2015

Download

Add to bundle

Date:

11 February 2021

Title:

IGDL CFTC Filings - Weekly Notification of Rule Amendments - Feb 11, 2021

Download

Add to bundle

Date:

17 July 2018

Title:

IGDL CFTC Filings - Rule Amendment Filing – July 17, 2018

Download

Add to bundle

Date:

03 March 2019

Title:

IGDL CFTC Filings0 Rule Amendment Filing – March 3, 2019

Download

Add to bundle

Date:

12 February 2015

Title:

IGDL CFTC Filings - Revised Fee Schedule – February 12, 2015

Download

Add to bundle

Date:

30 May 2014

Title:

IGDL CFTC Filings - Rule Amendment Filing – IRS CLOB Market Maker Program – May 30 2014

Download

Add to bundle

Date:

12 June 2015

Title:

MRAN IGDL 2015-2 – June 12, 2015

Download

Add to bundle

Date:

04 February 2021

Title:

IGDL CFTC Filings - Weekly Notification of Rule Amendments – Feb 4, 2021

Download

Add to bundle

Date:

23 May 2018

Title:

IGDL CFTC Filings - Rule Amendment Filing – May 23, 2018

Download

Add to bundle

Date:

17 March 2016

Title:

IGDL CFTC Filings - Rule Amendment Filing – March 17, 2016

Download

Add to bundle

Date:

30 January 2015

Title:

IGDL CFTC Filings - Rule Amendment Filing – January 30, 2015

Download

Add to bundle

Date:

26 March 2020

Title:

MRAN IGDL 2020-01 – March 26, 2020

Download

Add to bundle

Date:

06 February 2015

Title:

Breakage Agreements Prohibited - MRAN IGDL 2015-1 – February 6, 2015

Download

Add to bundle

Date:

29 January 2021

Title:

IGDL CFTC Filings - Notification of Amendments to Rulebook - Jan 29, 2021

Download

Add to bundle

tpSEF CFTC Filings

tpSEF Market Regulation Notices

Board of Directors

The SEF board of directors includes:

  • Shawn Bernardo
  • James Quaile
  • John Spencer
  • David Perkins

Data

Hours

*All hours of operation are listed in local time

IGDL HOURS OF OPERATION
Sunday 15:00 New York time to Friday 17:30 New York time

IGDL HOLIDAY CLOSURES
Christmas Day
New Year's Day

tpSEF HOURS OF OPERATION
For information on tpSEF, click here 

iSWAP HOURS OF OPERATION
07:30 London time to 17:30 New York time, Monday to Friday

iSWAP HOLIDAY CLOSURES
New Year's Day
Martin Luther King Day
President's Day
Good Friday
Memorial Day
Independence Day
Labor Day
Columbus Day
Veteran's Day
Thanksgiving Day
Christmas Day

TP ICAP SEF

23 May 2021

Market Notice 2021.005.ISWAPEUROMTFSEFx

This Market Notice is to advise that iSwap Euro B.V. is now operating as a dual registered EU MTF / SEF governed by the iSwap Venue Rulebook made available on the iSwap Euro MTF / SEF Venue Page accessed via the below

TP ICAP SEF

23 May 2021

Market Notice 2021.005.ISWAPEUROMTFSEF

This Market Notice is to advise that iSwap Euro B.V. is now operating as a dual registered EU MTF / SEF governed by the iSwap Venue Rulebook made available on the iSwap Euro MTF / SEF Venue Page

TP ICAP SEF

23 May 2021

Clone of Market Notice 2021.005.ISWAPEUROMTFSEFx

This Market Notice is to advise that iSwap Euro B.V. is now operating as a dual registered EU MTF / SEF governed by the iSwap Venue Rulebook made available on the iSwap Euro MTF / SEF Venue Page accessed via the below

TP ICAP SEF

23 May 2021

Clone of Market Notice 2021.005.ISWAPEUROMTFSEF

This Market Notice is to advise that iSwap Euro B.V. is now operating as a dual registered EU MTF / SEF governed by the iSwap Venue Rulebook made available on the iSwap Euro MTF / SEF Venue Page accessed via the below